Brendan Mulvey

Brendan Mulvey serves as Senior Managing Director in Treliant’s Regulatory Compliance, Mortgage, and Operational and Enterprise Risk Management Solutions practice. Brendan advises clients globally in establishing and sustaining risk management capabilities and business operations that demonstrate compliance while achieving desired business, operational, and customer outcomes. His experience in financial services spans over 20 years, which has included front-line, operations, and second-line roles, as well as over a decade as a trusted advisor of leading financial services companies with their most critical regulatory compliance, risk management, and operational imperatives.

Prior to joining Treliant, Brendan led Promontory’s Risk and Compliance practice, which advised clients on compliance, enterprise, operational, third-party, and technology risk programs, operations, and associated regulatory matters. He and his teams helped leading bank and non-bank financial services companies address pressing regulatory matters, build and implement compliance and risk management programs, and optimize business operations while reducing compliance and operational risk. He also was instrumental in forging partnerships with internal and external service providers and to infuse technology into Promontory’s existing services, including data mining and analytics, process automation, regulatory intelligence, artificial intelligence, and governance, risk, and compliance.

Previously, he served as associate director in Protiviti’s Regulatory Risk Practice, where he advised clients on the design, implementation, and enhancement of consumer and Anti-Money Laundering (AML) compliance programs, compliance risk assessments, and solutions for managing regulatory changes. As a practitioner, Brendan managed the AML and sanctions compliance programs of the U.S. branch of a foreign banking organization and was a member of a private bank’s AML and sanctions compliance department.

Brendan earned a JD from St. John’s University School of Law and a BS in Finance from St. John’s University. He is a Certified Regulatory Compliance Manager (CRCM).