Treliant Takeaway

Treliant Takeaway

Treliant Takeaway…SEC Risk Alert OCIE Observations on Investment Adviser Compliance Programs

January 19, 2021

Treliant Takeaway

Treliant Takeaway…OCC Issues Fair Access Rule

January 15, 2021

Treliant Takeaway

Treliant Takeaway…SEC Insights into the Role of the CCO

January 14, 2021

Treliant Takeaway

Treliant Takeaway…CFPB Issues Consent Order for Violations of MLA and EFTA

January 12, 2021

Treliant Takeaway

Treliant Takeaway…CFPB Settles with Remittance Transfer Provider

January 12, 2021

Treliant Takeaway

Treliant Takeaway: State Attorneys General Sue to Block “Madden Fix”

January 6, 2021

Treliant Takeaway

Treliant Takeaway: SBA OIG Reiterates Recommendations for PPP and EIDL

January 6, 2021

Treliant Takeaway

Treliant Takeaway…FDIC Fines BSA Officer for Misrepresentation

January 4, 2021

Treliant Takeaway

Treliant Takeaway…Agencies Propose Requirement for Computer Security Incident Notification

December 18, 2020