BSA/AML
We bring experience and insight from industry and government to mitigate the risk of financial crime and to meet the increasing demands of regulatory compliance
With money launderers, corrupt actors, and terrorist and criminal syndicates seeking to circumvent safeguards in the financial services industry, regulatory authorities around the globe are relying on financial institutions to play a robust role in thwarting illicit activity. We bring financial crimes compliance experience from all major jurisdictions worldwide.
- Design an effective compliance program and effective system of internal controls
- Perform AML/BSA risk assessments
- Assess alignment of AML/BSA policies and procedures with regulatory expectations and with the institution’s customers, delivery channels, geographical areas of operation, and transaction volumes
- Review management oversight and governance over supervisory concerns, including both formal and informal communications
- Review BSA/AML management’s roles and responsibilities, structure, staff qualifications, and experience
- Determine coverage of relevant regulatory risks
- Conduct BSA/AML training for compliance personnel, the Board of Directors, and front-line staff
- Review internal audit and independent audit programs
- Perform independent audits
- Program-wide assessment
- Risk-to-Rule mapping and coverage assessment
- Assess the design and operating effectiveness of the BSA/AML Program across the BSA Pillars
- Internal controls
- Beneficial Ownership
- Training
- Needs Assessment
- Training plan review and development
- Training program review and development
Our Experts
John Arvanitis
Senior Managing Director, Financial Crimes and Fraud Solutions
Rawan Abdelrazek
Managing Director, Financial Crimes and Fraud Solutions
Tyler Langenkamp
Managing Director, Financial Crimes and Fraud Solutions
Prasad Chintamaneni
Managing Director, Financial Crimes and Fraud Solutions
Larry Candido
Senior Director
Allan Llarena
Senior Director
Efren Marquez Alba
Engagement Director
Tania Flores
Director
Jin Kim
Manager
Ready to Talk?
We work with you to understand your needs, so we can tailor our approach to your engagement. Learn more when you connect with our team.
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